Trade Investment Analysis Group

Trade Investment Analysis Group was formed in 1985 to manage securities portfolios of high net worth individuals, small businesses, and retirement plans. The current focus of our practice is to provide expert witness services to counsel engaged in securities arbitration and litigation matters. TIA Group has been retained throughout the United States. Our experts have provided testimony in both state and federal court, administrative proceedings, and in arbitrations before FINRA (formerly NASD), AAA, NYSE, CBOE, and Pacific Exchange.

TIA Group has been retained to consult regarding the full spectrum of issues frequently in dispute in the financial services industry including, but not limited to, profit and loss analysis, damages, churning, suitability, standards and practices, broker/dealer employment disputes, misrepresentations/omissions, supervision and compliance. TIA Group experts have testified on behalf of broker/dealers, banks, investment advisors, insurance companies, government agencies and individual investors. Our experts are experienced in dispute resolution and offer services as arbitrators and mediators.